Back Office & Technology


Grow Together

Just as you build long-term relationships with your clients, so we focus on long-term partnerships with RIAs. From freeing up your time to providing you with powerful services and solutions, we want to be a force-multiplier for your firm, helping you get from where you are today to where you want to be in the future.

We believe that the best way for us to grow is to help you grow.

Consultation

Partnership should be on your terms, not ours. That’s why we use time-tested, iterative discovery process to learn about your business so we can deliver the right solutions and services. We offer a wide range of options across portfolio management, reporting, trading and billing. We are also one of the only firms to offer you a choice of platforms—Envestnet or Orion —and have experienced teams with deep knowledge of the ins and outs of both platforms.

Business diagnostics

Specially negotiated pricing and services

Insights and perspective on financial services and technology trends

Dedicated team of subject matter and platform experts

Customization

Your processes, services and solutions should be tailored to the unique needs of your firm and your clients. Once we understand your vision for your firm, we will work closely together on all the services and functions that can be customized. There are hundreds of ways we can customize, including in these key areas:

Advisor Portal & Dashboard

Client Portal

Performance Reporting

Billing

Trading

Rebalancing Schedule

Implementation

We support you and your clients across a wide range of critical services and functions—both day-to-day and long term.

Risk Assessment

• Collection/entry of client data 
• Risk Tolerance questionnaire
• Easy retention and archival of data

Client Onboarding & Account Opening

• Integration with external CRMs
• Streamlined account opening 
• Form management
• E-Signature capabilities

UMA Construction

• One account to implement a single portfolio.
• Manage sleeves independently or in aggregate for unique client implementations
• Customized portfolios
• Tailored transition of legacy assets

Institutional Level Trading

• Advisor level trading capabilities with oversight tools included
• Multi-custodian availability
• Account Model level  trading or Household
• Asset Location Trading capabilities

Comprehensive Reporting

• Complete picture of client’s
assets
• Extremely customizable
reports
• Dynamic client meeting        presentation abilities

Flexible Billing

• Fee billing at a frequency
best for your practice
• Position exclusions for non- managed assets
• Fee calculated based on percent of AUM or flat dolla
r